Disclosures
Click on any of the links below to view the disclosures.
Form CRS
Regulation Best Interest Disclosure
Client Welcome Brochure
Form ADV Part 2A
ERISA 408(b)(2) Disclosure 2019
Privacy Policy
California Privacy Notice
Order Routing Practices
Business Continuity Plan
Marketing Educators
Copyright Policy & Linking Policy
The Prospera Financial Services website is protected by applicable copyright laws. Accordingly, you may not copy, distribute, modify, post or frame-in the Prospera Financial Services website, including any text, graphics, video, audio, software code, user interface design or logos.
Unless you and Prospera Financial Services have agreed otherwise, links from another website to the Prospera Financial Services website must revert to the top-level homepage of the Prospera Financial Services site (www.prosperafinancial.com).
Social Media Use
Securities and advisory services offered through Prospera Financial Services, Member FINRA/SIPC. No personally identifiable information or investment profile/account information shall be communicated by the client or Prospera through any social media site. All investment profile/account updates shall be made in person or via telephone with a Prospera advisor/representative. Prospera will not accept trading instructions through any social media site. Client requests made through social media sites will be ignored and will not be acted upon by Prospera or the Prospera advisor/representative. Please check your security features on your social media site to protect your privacy. For more information, please read Prospera’s Disclosures and Privacy Policy.
Blog Terms & Conditions
Privacy
The owner of this blog does not share personal information with third-parties nor does the owner store information on those visiting this blog. Information is collected about your visit for use other than to analyze content performance through the use of cookies, which you can turn off at anytime by modifying your Internet browser’s settings. The owner is not responsible for the republishing of the content found on this blog on other Web sites or media without permission.
Terms and Conditions
All content provided on this blog is for informational purposes only. The owner of this blog makes no representations as to the accuracy or completeness of any information on this site or found by following any link on this site. The owner will not be liable for any errors or omissions in this information nor for the availability of this information. The owner will not be liable for any losses, injuries, or damages from the display or use of this information.
Even though investments may be discussed on this blog,
nothing on this blog shall be deemed to constitute investment advice. No reader should act in reliance on anything discussed in this blog without prior consultation with a licensed professional who is qualified to evaluate the reader’s individual facts and circumstances and offer an informed professional opinion with respect to any investment.
This policy is subject to change at any time.